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Ucc 8-501

6521

Law. § 8-501 et seq., apply in this SIPA liquidation, they actually  AN ACT concerning the uniform commercial code; general provisions; amending K.S.A. 16- tlement by virtue of subsection (b)(2) or (3) of K.S.A. 84-8-501, and. Jan 23, 2019 The key term “securities account” is defined in UCC 8-501(a) as “an account to which a financial asset is or may be credited in accordance with  Mar 20, 2020 (iv) All Accounts constitute “securities accounts” under Section 8-501(a) of the UCC. (v) The Indenture creates a valid and continuing security  UNIFORM COMMERCIAL CODE. Chapter. 490 Uniform Commercial Code Part 5. Security Entitlements.

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(d) The characterization of a person, business, or transaction for purposes of this Article does not determine the characterization of the person, business, or transaction for purposes of (a) Delivery of a certificated security to a purchaser occurs when: (1) the purchaser acquires possession of the security certificate; (2) another person, other than a securities intermediary, either acquires possession of the security certificate on behalf of the purchaser or, having previously acquired possession of the certificate, acknowledges that it holds for the purchaser; or ‹ § 8-501. SECURITIES ACCOUNT; ACQUISITION OF SECURITY ENTITLEMENT FROM SECURITIES INTERMEDIARY. up § 8-503. PROPERTY INTEREST OF ENTITLEMENT HOLDER IN FINANCIAL ASSET HELD BY SECURITIES INTERMEDIARY. “Securities accounts” are a type of account defined in UCC §8-501 (a). UCC §8-502 UCC §8-503 (a), UCC §8-507.

Sep 11, 2020

securities account; acquisition of security entitlement from securities intermediary. Feb 16, 2020 8-501. Securities account; acquisition of security entitlement from securities intermediary.

Ucc 8-501

8-502. Assertion of adverse claim against entitlement holder. An action based on an adverse claim to a financial asset, whether framed in conversion, replevin, constructive trust, equitable lien, or other theory, may not be asserted against a person who acquires a security entitlement under section 8-501 for value and without notice of the adverse claim.

UCC §8-502. UCC §8-503(a), UCC §8-507. UCC §8-504(a). Jan 23, 2019 1. This section provides investors in the indirect holding system with protection against adverse claims by specifying that no adverse claim can be asserted against a person who acquires a security entitlement under Section 8-501 for value and without notice of the adverse claim.

See id. ? 8-104(a)(2),  or Its Equivalent) and Chapter 12 (Perfection Generally), the drafters of the UCC See Article 8, sections 8-102, 8-301, 8-501 and Official Comment 6 to new  Jul 1, 1997 U.C.C.

Section 8--501. Securities Account; Acquisition of Security Entitlement from Securities Intermediary. (UCC 8-501) Securities account; acquisition of security entitlement from securities intermediary. Securities account Section 8-501 (c) In addition, Article 1 contains general definitions and principles of construction and interpretation applicable throughout this Article. (d) The characterization of a person, business, or transaction for purposes of this Article does not determine the characterization of the person, business, or transaction for purposes of any other law, regulation, or rule.

An action based on an adverse claim to a financial asset, whether framed in conversion, replevin, constructive trust, equitable lien, or other theory, may not be asserted against a person who acquires a security entitlement under section 8-501 for value and without notice of the adverse claim. Please Subscribe, like and share. UCC: 2002 Official Text and Comments, Sections 8–501 through 8–511 Author: National Conference of Commissioners on Uniform State Laws Subject: Incorporated into U.S. Law in 17 CFR 270.17f-4(c)(1) Keywords: Public Domain Created Date: 5/18/2012 12:14:18 PM 8--501(b)(2) or (3), that person is the entitlement holder. (8) "Entitlement order" means a notification communicated to a securities intermediary directing transfer or redemption of a financial asset to which the entitlement holder has a security entitlement. (9) "Financial asset", except as otherwise provided in … Sep 11, 2020 Section 8--502. Assertion of Adverse Claim against Entitlement Holder. An action based on an adverse claim to a financial asset, whether framed in conversion, replevin, constructive trust, equitable lien, or other theory, may not be asserted against a person who acquires a security entitlement under Section 8--501 for value and without notice of the adverse claim.

Ucc 8-501

Assertion of Adverse Claim against Entitlement Holder. An action based on an adverse claim to a financial asset, whether framed in conversion, replevin, constructive trust, equitable lien, or other theory, may not be asserted against a person who acquires a security entitlement under Section 8--501 for value and without notice of the adverse claim. 12 See UCC § 8-501(a) (defining “securities account” as an account to which financial assets may be credited), 8-102(a)(9)(iii) (scope of financial asset is subject to agreement). The Convention uses “financial asset” as part of its definition of “security,” but it does not define the term financial asset. If a person acquires a security entitlement by virtue of Section 8--501(b)(2) or (3), that person is the entitlement holder.

Reproduced with the permission of the Permanent Editorial Board for the UCC. Creditor thereby acquires a security entitlement under Section 8-501 (b). Under other law, Owner may have a claim to have a constructive trust imposed on the security entitlement as the traceable product of the bonds that Thief misappropriated. Section 8--502. Assertion of Adverse Claim against Entitlement Holder.

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Sep 09, 2016

Securities Account; Acquisition of Security Entitlement from Securities Intermediary. (UCC 8-501) Securities account; acquisition of security entitlement from securities intermediary. Securities account Section 8-501 (c) In addition, Article 1 contains general definitions and principles of construction and interpretation applicable throughout this Article. (d) The characterization of a person, business, or transaction for purposes of this Article does not determine the characterization of the person, business, or transaction for purposes of any other law, regulation, or rule.